What these kits do
Pick a job to narrow the tiles below.
Where they slip, and where to watch
Across 94 named failures
- Added or dropped an item · 25%
- Applied the wrong rule · 25%
- Cited the wrong source · 16%
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Watch Wealth & Asset Management videos on YouTube →All 18 kits
Wealth & Asset ManagementUC0035Sort an asset manager's position breaks for supervisor review55 records measuredWealth & Asset ManagementUC0064Check fund marketing claims for missing disclosures50 marketing pieces measuredWealth & Asset ManagementUC0097Catch failing trades before the buy-in deadline112 fail snapshots measuredWealth & Asset ManagementUC0111Catch reconciliation breaks that look watched but aren't120 break workpapers measuredWealth & Asset ManagementUC0191Sort what a wealth desk's corporate actions disagree on400 scrub packs measuredWealth & Asset ManagementUC0269Check a client's transferred-in cost basis before tax season64 transferred-in lot review packets measuredWealth & Asset ManagementUC0300Trace the real owners behind a wealth firm's company client62 entity client onboarding packs measuredWealth & Asset ManagementUC0322Decide why a brokerage account transfer was rejected62 transfer rejection records measuredWealth & Asset ManagementUC0354Code why a fund's reconciliation break happened62 breaks measuredWealth & Asset ManagementUC0377Check a wealth manager's tax certification forms60 submitted certification forms measuredWealth & Asset ManagementUC0402Catch wrong income postings in a fund's book62 income event file measuredWealth & Asset ManagementUC0417Check an incoming account transfer before accepting it62 incoming account transfer statements measuredWealth & Asset ManagementUC0479Sort a wealth manager's trade exceptions by cause and queue64 trade exceptions measuredWealth & Asset ManagementUC0510Check an asset manager's settlement instructions before a trade settles64 settlement instruction packs measuredWealth & Asset ManagementUC0544Answer a client's advisory fee question from their own agreement64 fee questions measuredWealth & Asset ManagementUC0575Draft a wealth client's corporate action notice, or hold it64 account notices measuredWealth & Asset ManagementUC0597Flag the advisor emails a supervising principal must read64 advisor messages measuredWealth & Asset ManagementUC0602Read a client's partial transfer request into positions to move64 transfer requests measured
Rebuilt from the kit files at every deploy · last deploy before this build: 18 Oct 2026